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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $205,498 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $15,822 |
Filed as: CITY NATIONAL ROCHDALE LLC Service code 26 · EIN 13-3360819 | Advisory (Participants) | $10,039 |
FISHER INVESTMENTS2+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $8,775 |
LINSCOMB & WILLIAMS2+ years Service code 26 · EIN 74-1939813 | Advisory (Participants) | $6,547 |
AMERICAN FUNDS2+ years Filed as: FORT PITT CAPITAL GROUP Service code 26 · EIN 25-1768797 | Advisory (Participants) | $5,629 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,283 | $54,392+78.9% | $84,753+14.8% | $63,975+52.1% |
| Participation rate | 97.6% | 76.9%+20.8pp | 76.6%+21.0pp | 71.1%+26.5pp |
| Annual return | 8.55% | 611.38%-602.8pp | 22.78%-14.2pp | 48.65%-40.1pp |
| Employer contribution / active EE | $8,010 | $2,943+172.2% | $3,574+124.1% | $2,182+267.1% |
| Participant deferral / active EE | $6,730 | $2,593+159.6% | $3,712+81.3% | $3,356+100.5% |
| Admin fee / account holder | $79 | $136-41.7% | $5,333-98.5% | $70+12.5% |