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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $30,066 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $11,370 |
NOVA 401(K) ASSOCIATES2 years Filed as: NOVA 401 (K) ASSOCIATES Service code 13 · EIN 20-1181458 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $5,732 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,456 | $63,114+73.4% | $92,903+17.8% | $65,185+67.9% |
| Participation rate | 97.5% | 68.8%+28.7pp | 76.0%+21.5pp | 70.2%+27.3pp |
| Annual return | 21.48% | 28.75%-7.3pp | 109.43%-87.9pp | 29.38%-7.9pp |
| Employer contribution / active EE | $5,716 | $2,571+122.4% | $3,653+56.5% | $2,177+162.6% |
| Participant deferral / active EE | $6,213 | $3,108+99.9% | $4,238+46.6% | $3,514+76.8% |
| Admin fee / account holder | $88 | $624-85.9% | $5,795-98.5% | $847-89.6% |