See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $27,020 |
NOVA 401(K) ASSOCIATES1 year Filed as: NOVA 401 (K) ASSOCIATES Service code 49 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Other Services | $4,965 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $3,626 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,422 | $55,449+54.1% | $83,848+1.9% | $56,287+51.8% |
| Participation rate | 97.4% | 68.0%+29.4pp | 76.1%+21.3pp | 69.9%+27.6pp |
| Annual return | -7.97% | -1.38%-6.6pp | 850.88%-858.8pp | -9.96%+2.0pp |
| Employer contribution / active EE | $5,526 | $2,430+127.4% | $3,631+52.2% | $2,111+161.8% |
| Participant deferral / active EE | $6,016 | $2,935+104.9% | $4,082+47.4% | $3,350+79.6% |
| Admin fee / account holder | $28 | $656-95.7% | $5,478-99.5% | $521-94.6% |