Filed October 23, 2024 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $57,975 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $43,750 |
WHITLEY PENN LLP5+ years Service code 10 · EIN 75-2392478 | Accounting | $15,556 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,773 | $62,928+10.9% | $172,752-59.6% | $67,579+3.2% |
| Participation rate | 61.9% | 64.5%-2.6pp | 82.6%-20.8pp | 71.3%-9.4pp |
| Annual return | 19.53% | 30.36%-10.8pp | 802.97%-783.4pp | 378.56%-359.0pp |
| Employer contribution / active EE | $1,707 | $1,636+4.4% | $5,144-66.8% | $2,148-20.5% |
| Participant deferral / active EE | $2,954 | $2,145+37.7% | $5,198-43.2% | $3,539-16.5% |
| Admin fee / account holder | $90 | $167-46.0% | $13,955-99.4% | $142-36.7% |