Filed October 23, 2024 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 37 · EIN 42-0127290 | Loan Processing | $47,005 |
Filed as: LOCTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $41,250 |
WHITLEY PENN LLP4+ years Service code 10 · EIN 75-2392478 | Accounting | $16,653 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,160 | $37,196+53.7% | $154,108-62.9% | $55,725+2.6% |
| Participation rate | 59.9% | 64.1%-4.2pp | 83.0%-23.1pp | 70.9%-11.0pp |
| Annual return | -4.82% | 1319.68%-1324.5pp | 735.21%-740.0pp | 244.93%-249.8pp |
| Employer contribution / active EE | $1,470 | $1,614-8.9% | $5,298-72.2% | $2,078-29.3% |
| Participant deferral / active EE | $2,553 | $2,068+23.4% | $5,081-49.8% | $3,356-23.9% |
| Admin fee / account holder | $73 | $102-28.2% | $13,411-99.5% | $115-36.6% |