Filed October 23, 2024 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $39,385 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENTS ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $32,000 |
WHITLEY PENN LLP1+ years Service code 10 · EIN 75-2393478 | Accounting | $13,232 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $11,871 |
IBBOTSON ASSOCIATES INC.1+ years Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,650 | $37,117+28.4% | $147,617-67.7% | $55,191-13.7% |
| Participation rate | 60.7% | 63.6%-2.9pp | 84.6%-23.9pp | 69.2%-8.5pp |
| Annual return | -1.45% | 3.44%-4.9pp | 61.98%-63.4pp | 10.78%-12.2pp |
| Employer contribution / active EE | $1,151 | $1,620-29.0% | $5,564-79.3% | $1,899-39.4% |
| Participant deferral / active EE | $2,106 | $1,985+6.1% | $4,895-57.0% | $3,046-30.9% |
| Admin fee / account holder | $62 | $86-28.0% | $11,612-99.5% | $91-32.1% |