Filed November 16, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $13,329 |
UBS FINANCIAL SERVICES INC3 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $8,195 |
LANDMARK PLC, CPAS1 year Service code 10 · EIN 71-0355269 | Accounting | $8,000 |
ARVEST ASSET MANAGEMENT1 year Service code 27 · EIN 71-0794602 | Advisory (Plan) | $5,966 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,689 | $54,573+69.8% | $90,951+1.9% | $73,488+26.1% |
| Participation rate | 33.8% | 61.2%-27.4pp | 69.0%-35.2pp | 70.7%-36.9pp |
| Annual return | 10.70% | 16.69%-6.0pp | 134.60%-123.9pp | 28.51%-17.8pp |
| Employer contribution / active EE | $1,059 | $991+6.8% | $2,122-50.1% | $2,270-53.4% |
| Participant deferral / active EE | $1,684 | $2,517-33.1% | $3,373-50.1% | $3,740-55.0% |
| Admin fee / account holder | $592 | $521+13.4% | $5,959-90.1% | $513+15.3% |