Filed November 16, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $14,482 |
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $13,334 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,009 | $49,138+95.4% | $84,015+14.3% | $65,185+47.3% |
| Participation rate | 30.4% | 60.7%-30.3pp | 69.0%-38.6pp | 70.2%-39.8pp |
| Annual return | 18.12% | 23.00%-4.9pp | 71.31%-53.2pp | 29.38%-11.3pp |
| Employer contribution / active EE | $833 | $914-8.9% | $1,983-58.0% | $2,177-61.7% |
| Participant deferral / active EE | $1,432 | $2,397-40.2% | $3,239-55.8% | $3,514-59.2% |
| Admin fee / account holder | $525 | $543-3.4% | $6,101-91.4% | $847-38.0% |