Filed November 16, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $14,900 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS Service code 27 10800 FINANCIAL CENTER PKWY 400 · LITTLE ROCK, AR 72211 | Advisory (Plan) | $10,621 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,725 | $51,466+53.0% | $78,778-0.1% | $62,292+26.4% |
| Participation rate | 31.6% | 59.8%-28.2pp | 69.2%-37.6pp | 69.5%-37.9pp |
| Annual return | 16.75% | 19.96%-3.2pp | 35.62%-18.9pp | 28.90%-12.1pp |
| Employer contribution / active EE | $476 | $827-42.4% | $1,986-76.0% | $2,042-76.7% |
| Participant deferral / active EE | $1,530 | $2,147-28.7% | $2,958-48.3% | $3,169-51.7% |
| Admin fee / account holder | $464 | $489-5.2% | $5,134-91.0% | $479-3.2% |