Filed October 13, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Participant co... | $32,130 |
STEPHENS INC9+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 72201 | Consulting | $15,582 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,381 | $47,126-50.4% | $149,673-84.4% | $74,419-68.6% |
| Participation rate | 68.5% | 63.4%+5.1pp | 78.8%-10.2pp | 70.7%-2.2pp |
| Annual return | 13.25% | 22.75%-9.5pp | 134.42%-121.2pp | 34.38%-21.1pp |
| Employer contribution / active EE | $283 | $1,905-85.2% | $4,818-94.1% | $2,637-89.3% |
| Participant deferral / active EE | $1,678 | $2,728-38.5% | $5,680-70.5% | $4,528-63.0% |
| Admin fee / account holder | $68 | $343-80.1% | $13,210-99.5% | $348-80.4% |