Filed October 13, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $22,443 |
STEPHENS INC4+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 72201 | Consulting | $14,759 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,223 | $37,196-42.9% | $154,107-86.2% | $55,725-61.9% |
| Participation rate | 73.5% | 64.1%+9.4pp | 83.0%-9.5pp | 70.9%+2.7pp |
| Annual return | -1.22% | 1319.68%-1320.9pp | 735.12%-736.3pp | 244.93%-246.1pp |
| Employer contribution / active EE | $235 | $1,614-85.4% | $5,298-95.6% | $2,078-88.7% |
| Participant deferral / active EE | $1,565 | $2,068-24.3% | $5,081-69.2% | $3,356-53.4% |
| Admin fee / account holder | $52 | $102-48.6% | $13,411-99.6% | $115-54.7% |