Filed October 13, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $22,486 |
STEPHENS INC3+ years Service code 16 | Consulting | $10,942 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
STEPHENS INC3+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 72201 | Consulting | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,347 | $46,173-47.3% | $170,442-85.7% | $69,631-65.0% |
| Participation rate | 83.3% | 63.9%+19.4pp | 83.6%-0.3pp | 70.7%+12.6pp |
| Annual return | 12.23% | 21.62%-9.4pp | 205.93%-193.7pp | 27571.02%-27558.8pp |
| Employer contribution / active EE | $232 | $1,610-85.6% | $5,433-95.7% | $2,032-88.6% |
| Participant deferral / active EE | $1,563 | $2,080-24.9% | $4,939-68.4% | $3,224-51.5% |
| Admin fee / account holder | $53 | $116-54.7% | $13,880-99.6% | $110-52.4% |