Filed October 13, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $20,508 |
STEPHENS INC5+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 72201 | Consulting | $14,727 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,674 | $62,928-64.0% | $172,739-86.9% | $67,579-66.4% |
| Participation rate | 75.9% | 64.5%+11.4pp | 82.6%-6.8pp | 71.3%+4.6pp |
| Annual return | 15.27% | 30.36%-15.1pp | 802.84%-787.6pp | 378.56%-363.3pp |
| Employer contribution / active EE | $264 | $1,636-83.9% | $5,143-94.9% | $2,148-87.7% |
| Participant deferral / active EE | $1,707 | $2,145-20.4% | $5,198-67.2% | $3,539-51.8% |
| Admin fee / account holder | $45 | $167-73.2% | $13,954-99.7% | $142-68.7% |