Filed October 13, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $26,401 |
STEPHENS INC1+ years Service code 16 | Consulting | $12,577 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
STEPHENS INC1+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 72201 | Consulting | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,397 | $37,117-53.1% | $147,614-88.2% | $55,191-68.5% |
| Participation rate | 76.7% | 63.6%+13.1pp | 84.6%-7.9pp | 69.2%+7.5pp |
| Annual return | 1.73% | 3.44%-1.7pp | 61.98%-60.3pp | 10.78%-9.1pp |
| Employer contribution / active EE | $219 | $1,620-86.5% | $5,564-96.1% | $1,899-88.4% |
| Participant deferral / active EE | $1,534 | $1,985-22.7% | $4,895-68.7% | $3,046-49.6% |
| Admin fee / account holder | $54 | $86-37.4% | $11,611-99.5% | $91-40.9% |