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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $172,036 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLAZA, 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $55,000 |
WITHUMSMITH+BROWN, PC2 years Filed as: PORTE BROWN LLC Service code 10 845 OAKTON STREET · ELK GROVE VILLAGE, IL 600071904 | Accounting | $10,600 |
Filed as: ADVISED ASSET GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $6,787 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,119 | $71,106-2.8% | $83,323-17.0% | $75,289-8.2% |
| Participation rate | 96.1% | 82.0%+14.1pp | 77.8%+18.3pp | 72.4%+23.7pp |
| Annual return | -5.69% | -0.56%-5.1pp | 10.63%-16.3pp | -0.04%-5.7pp |
| Employer contribution / active EE | $2,954 | $2,436+21.3% | $3,379-12.6% | $2,405+22.8% |
| Participant deferral / active EE | $9,877 | $6,249+58.1% | $5,565+77.5% | $3,739+164.2% |
| Admin fee / account holder | $119 | $72+64.4% | $7,539-98.4% | $102+16.3% |