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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 15 · EIN 26-4310844 | Recordkeeping | $68,750 |
RSM US LLP1+ years Service code 15 · EIN 42-0714325 | Recordkeeping | $19,800 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $19,253 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,446 | $68,092-25.9% | $73,309-31.2% | $59,188-14.8% |
| Participation rate | 93.2% | 78.1%+15.1pp | 74.9%+18.3pp | 69.4%+23.8pp |
| Annual return | -0.96% | 5.93%-6.9pp | 5.67%-6.6pp | 5.51%-6.5pp |
| Employer contribution / active EE | $3,223 | $2,018+59.7% | $3,237-0.4% | $2,098+53.6% |
| Participant deferral / active EE | $6,545 | $5,041+29.8% | $4,991+31.1% | $3,265+100.5% |
| Admin fee / account holder | $48 | $630-92.4% | $5,635-99.2% | $92-48.2% |