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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 15 · EIN 26-4310844 | Recordkeeping | $65,000 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $24,026 |
WITHUMSMITH+BROWN, PC1 year Filed as: PORTE BROWN LLC Service code 15 · EIN 36-2663358 | Recordkeeping | $13,600 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,526 | $80,360-11.0% | $90,161-20.7% | $77,958-8.3% |
| Participation rate | 98.3% | 81.9%+16.3pp | 76.9%+21.4pp | 71.6%+26.6pp |
| Annual return | 21.80% | 24.56%-2.8pp | 34.89%-13.1pp | 20.87%+0.9pp |
| Employer contribution / active EE | $4,069 | $2,326+74.9% | $3,318+22.6% | $2,310+76.1% |
| Participant deferral / active EE | $8,748 | $5,829+50.1% | $5,287+65.5% | $3,537+147.4% |
| Admin fee / account holder | $40 | $64-37.4% | $5,943-99.3% | $97-59.0% |