Filed June 21, 2016
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| Provider | Service type | Compensation |
|---|---|---|
SPECTRUM INVESTMENT ADVISORS5 years Filed as: SPECTRUM INVESTMENT ADVISORS INC Service code 27 6329 W MEQUON RD · MEQUON, WI 53092 | Advisory (Plan) | $86,843 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $34,066 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $7 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,848 | $79,519-17.2% | $95,960-31.4% | $73,412-10.3% |
| Participation rate | 93.4% | 81.2%+12.2pp | 77.1%+16.3pp | 72.2%+21.2pp |
| Annual return | 11.78% | 19.20%-7.4pp | 91.63%-79.9pp | 59.30%-47.5pp |
| Employer contribution / active EE | $801 | $2,048-60.9% | $2,541-68.5% | $2,234-64.2% |
| Participant deferral / active EE | $3,836 | $4,138-7.3% | $4,167-7.9% | $3,806+0.8% |
| Admin fee / account holder | $143 | $184-22.2% | $6,797-97.9% | $158-9.2% |