Filed June 21, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 71 · EIN 94-1737782 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Brokerage Fees | $387 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO., 94-1737782 Service code 33 | Securities brokerage | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 | Securities brokerage | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,091 | $72,770-11.9% | $67,652-5.3% | $55,191+16.1% |
| Participation rate | 93.3% | 78.8%+14.5pp | 75.7%+17.6pp | 69.2%+24.1pp |
| Annual return | 3.62% | -3.26%+6.9pp | 6625.40%-6621.8pp | 10.78%-7.2pp |
| Employer contribution / active EE | $698 | $1,769-60.5% | $2,266-69.2% | $1,899-63.2% |
| Participant deferral / active EE | $3,560 | $3,408+4.5% | $3,5600% | $3,046+16.9% |
| Admin fee / account holder | $0 | $79-99.4% | $4,821-100.0% | $91-99.5% |