Filed June 21, 2016
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| Provider | Service type | Compensation |
|---|---|---|
SPECTRUM INVESTMENT ADVISORS2 years Filed as: SPECTRUM INVESTMENT ADVISORS INC Service code 27 6329 W MEQUON RD · MEQUON, WI 53092 | Advisory (Plan) | $52,177 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $17,433 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. Service code 71 · EIN 94-1737782 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Brokerage Fees | $223 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,465 | $69,305-7.0% | $82,312-21.7% | $69,631-7.4% |
| Participation rate | 88.9% | 80.3%+8.7pp | 76.9%+12.0pp | 70.7%+18.3pp |
| Annual return | 12.59% | 21.47%-8.9pp | 25.88%-13.3pp | 27571.02%-27558.4pp |
| Employer contribution / active EE | $610 | $1,887-67.7% | $2,428-74.9% | $2,032-70.0% |
| Participant deferral / active EE | $3,019 | $3,568-15.4% | $3,706-18.6% | $3,224-6.4% |
| Admin fee / account holder | $84 | $97-13.6% | $5,608-98.5% | $110-24.0% |