Filed August 8, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $79,567 |
Service code 37 · EIN 04-2647786 | Loan Processing | $48,301 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,490 | $82,202-20.3% | $125,339-47.7% | $64,808+1.1% |
| Participation rate | 85.4% | 77.9%+7.5pp | 82.4%+3.0pp | 71.5%+13.9pp |
| Annual return | -15.81% | 3.48%-19.3pp | 572.05%-587.9pp | 32.82%-48.6pp |
| Employer contribution / active EE | $3,551 | $3,615-1.8% | $4,814-26.2% | $2,506+41.7% |
| Participant deferral / active EE | $8,902 | $7,175+24.1% | $7,446+19.5% | $4,310+106.5% |
| Admin fee / account holder | $226 | $163+38.1% | $10,010-97.7% | $188+20.1% |