Filed August 8, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $57,789 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,962 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,362 | $75,388-25.2% | $123,544-54.4% | $55,725+1.1% |
| Participation rate | 80.1% | 75.7%+4.4pp | 82.3%-2.2pp | 70.9%+9.2pp |
| Annual return | -0.88% | 4.48%-5.4pp | 119.20%-120.1pp | 244.93%-245.8pp |
| Employer contribution / active EE | $2,135 | $3,063-30.3% | $4,628-53.9% | $2,078+2.7% |
| Participant deferral / active EE | $6,833 | $5,651+20.9% | $6,426+6.3% | $3,356+103.6% |
| Admin fee / account holder | $126 | $120+5.0% | $9,284-98.6% | $115+9.2% |