Filed August 8, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $43,891 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $13,413 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,062 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,173 | $88,122-21.5% | $141,162-51.0% | $67,579+2.4% |
| Participation rate | 85.1% | 76.5%+8.6pp | 82.5%+2.6pp | 71.3%+13.8pp |
| Annual return | 25.63% | 75.40%-49.8pp | 71.39%-45.8pp | 378.56%-352.9pp |
| Employer contribution / active EE | $1,826 | $3,224-43.4% | $4,735-61.4% | $2,148-15.0% |
| Participant deferral / active EE | $7,257 | $5,958+21.8% | $6,709+8.2% | $3,539+105.0% |
| Admin fee / account holder | $126 | $131-3.9% | $10,261-98.8% | $142-11.6% |