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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0468007 | Other Services | $187,541 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $60,000 |
HIGHTOWER ADVISORS LLC5 years Service code 71 · EIN 36-4500709 | Brokerage Fees | $47,023 |
Filed as: WA ASSET MANAGEMENT LLC Service code 71 · EIN 63-1229657 | Brokerage Fees | $28,297 |
Service code 71 · EIN 63-1215730 | Brokerage Fees | $21,584 |
Filed as: PEARCE, BEVILL, LEESBURG, MOORE, PC Service code 10 · EIN 63-0813240 | Accounting | $21,230 |
RFG ADVISORY LLC2 years Service code 71 · EIN 45-2787436 | Brokerage Fees | $20,735 |
THE WELCH GROUP7+ years Service code 71 · EIN 63-1231262 | Brokerage Fees | $17,737 |
Filed as: PEARCE, BEVILL, LEESBURG, MOORE PC Service code 10 · EIN 63-0813240 | Accounting | $11,164 |
BHK INVESTMENT ADVISORS, LLC4 years Filed as: BHK INVESTMENT ADVISORS LLC Service code 71 · EIN 20-2460078 | Brokerage Fees | $10,302 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $655,800 | $104,336+528.5% | $159,495+311.2% | $86,828+655.3% |
| Participation rate | 93.4% | 77.7%+15.7pp | 82.8%+10.6pp | 72.3%+21.1pp |
| Annual return | 14.65% | 26.32%-11.7pp | 263.72%-249.1pp | 97.95%-83.3pp |
| Employer contribution / active EE | $16,191 | $3,451+369.2% | $4,831+235.1% | $2,406+572.9% |
| Participant deferral / active EE | $9,900 | $6,837+44.8% | $7,354+34.6% | $4,132+139.6% |
| Admin fee / account holder | $575 | $172+234.0% | $10,804-94.7% | $170+239.2% |