Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UT-BATTELLE LLC1+ years Service code 14 · EIN 62-1788235 | Plan Administrator | $5,065,591 |
MARATHON ASSET MANAGEMENT1+ years Filed as: MARATHON Service code 28 · EIN 44-6201673 | Investment Management | $1,066,874 |
Filed as: SOUTHEASTERN ASSET MANAGEMENT INC. Service code 28 · EIN 62-0951781 | Investment Management | $847,395 |
Filed as: NEXT CENTURY GROWTH INVESTORS,LLC Service code 28 · EIN 41-1923871 | Investment Management | $815,362 |
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON MANAGEMENT CO. LLP Service code 28 · EIN 04-2683227 | Investment Management | $795,351 |
NORTHERN TRUST COMPANY1+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $760,966 |
METLIFE LIFE INSURANCE COMPANY1+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 19 · EIN 13-5581829 | Securities Custodian | $760,143 |
PGIM INVESTMENTS1+ years Filed as: JENNISON ASSOCIATES LLC Service code 28 · EIN 13-2631108 | Investment Management | $572,101 |
HAMILTON LANE ADVISORS, LLC1+ years Filed as: HAMILTONLANE ADVISOR, LLC Service code 28 · EIN 23-2962336 | Investment Management | $555,000 |
Service code 28 · EIN 13-3200244 | Investment Management | $538,670 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $4,666,522-100.0% | $522,682-100.0% | $14,096,330-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 12.6%-12.6pp | 0.0%0pp |
| Annual return | 0.27% | -1.23%+1.5pp | -3.43%+3.7pp | 1.67%-1.4pp |
| Employer contribution / active EE | $12,736 | $11,541+10.4% | $25,607-50.3% | $10,506+21.2% |
| Participant deferral / active EE | $2,212 | $1,138+94.4% | $77+2757.3% | $1,562+41.6% |
| Admin fee / account holder | $0 | $88,742-100.0% | $13,511-100.0% | $66,276-100.0% |