Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $320,689 |
USI CONSULTING GROUP3 years Filed as: USI INSURANCE SERVICES, LLC Service code 23 · EIN 13-3771734 | Insurance services | $148,511 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $6,949 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,912 | $120,321+63.7% | $147,117+33.8% | $99,313+98.3% |
| Participation rate | 93.6% | 73.4%+20.2pp | 82.2%+11.4pp | 71.7%+21.9pp |
| Annual return | 12.29% | 28.95%-16.7pp | 420.54%-408.3pp | 17.67%-5.4pp |
| Employer contribution / active EE | $3,247 | $4,158-21.9% | $4,932-34.2% | $3,264-0.5% |
| Participant deferral / active EE | $11,781 | $8,044+46.5% | $8,065+46.1% | $5,346+120.4% |
| Admin fee / account holder | $53 | $150-64.9% | $12,993-99.6% | $109-51.6% |