Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $320,689 |
USI CONSULTING GROUP3 years Filed as: USI INSURANCE SERVICES, LLC Service code 23 · EIN 13-3771734 | Insurance services | $148,511 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $6,949 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,912 | $119,627+64.6% | $146,958+34.0% | $99,062+98.8% |
| Participation rate | 93.6% | 73.4%+20.2pp | 82.2%+11.4pp | 71.6%+22.0pp |
| Annual return | 12.29% | 28.82%-16.5pp | 418.34%-406.1pp | 17.66%-5.4pp |
| Employer contribution / active EE | $3,247 | $4,153-21.8% | $4,933-34.2% | $3,262-0.5% |
| Participant deferral / active EE | $11,781 | $7,997+47.3% | $8,070+46.0% | $5,331+121.0% |
| Admin fee / account holder | $53 | $150-64.7% | $12,998-99.6% | $109-51.5% |