Filed January 26, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $529,743 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $253,621 |
NORTHERN TRUST COMPANY9+ years Service code 19 · EIN 36-1561860 | Securities Custodian | $245,120 |
ERNST & YOUNG LLP6 years Filed as: ERNST & YOUNG US LLP Service code 10 · EIN 34-6565596 | Accounting | $58,000 |
DODGE & COX7 years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $0 |
HOLLAND & KNIGHT4 years Service code 27 · EIN 59-0663819 | Advisory (Plan) | $0 |
LOOMIS SAYLES9+ years Service code 27 · EIN 04-3200030 | Advisory (Plan) | $0 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY INVESTMENT MANAGEMEN Service code 27 · EIN 04-6956300 | Advisory (Plan) | $0 |
WELLINGTON TRUST COMPANY1 year Filed as: WELLINGTON MANAGEMENT CO. LLP Service code 27 · EIN 04-2683227 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $258,108 | $70,115+268.1% | $70,589+265.7% | $80,187+221.9% |
| Participation rate | 98.1% | 71.7%+26.5pp | 68.4%+29.8pp | 72.9%+25.2pp |
| Annual return | 15.24% | 134.51%-119.3pp | 32.80%-17.6pp | 40.40%-25.2pp |
| Employer contribution / active EE | $4,467 | $3,021+47.9% | $2,977+50.1% | $2,980+49.9% |
| Participant deferral / active EE | $9,394 | $4,495+109.0% | $4,569+105.6% | $5,016+87.3% |
| Admin fee / account holder | $105 | $112-6.1% | $6,430-98.4% | $145-27.3% |