Filed January 26, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY SERVICES Service code 26 · EIN 84-1532243 | Advisory (Participants) | $973,736 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $580,011 |
NORTHERN TRUST COMPANY10+ years Service code 19 · EIN 36-1561860 | Securities Custodian | $275,770 |
ERNST & YOUNG LLP9 years Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $60,270 |
Service code 16 · EIN 34-1820650 | Consulting | $12,000 |
DODGE & COX7 years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $0 |
HOLLAND & KNIGHT5 years Service code 27 · EIN 59-0663819 | Advisory (Plan) | $0 |
JONES DAY1 year Filed as: JONES DAY REAVIS & POGUE Service code 27 · EIN 34-0319085 | Advisory (Plan) | $0 |
LOOMIS SAYLES1 year Filed as: LOOMIS SAYLES & COMPANY Service code 27 · EIN 04-3200030 | Advisory (Plan) | $0 |
Filed as: MORGAN STANLEY INVESTMENT MANAGE Service code 27 · EIN 04-6956300 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,092 | $140,910-28.3% | $76,119+32.8% | $106,553-5.1% |
| Participation rate | 60.4% | 64.1%-3.7pp | 69.1%-8.6pp | 69.8%-9.4pp |
| Annual return | 5.77% | 16.51%-10.7pp | 361.25%-355.5pp | 17.37%-11.6pp |
| Employer contribution / active EE | $366 | $5,354-93.2% | $2,693-86.4% | $3,359-89.1% |
| Participant deferral / active EE | $2,409 | $5,004-51.8% | $4,259-43.4% | $5,562-56.7% |
| Admin fee / account holder | $144 | $117+22.7% | $6,421-97.8% | $80+80.8% |