Filed October 11, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $51,582 |
Filed as: GALLAGHER BENEFIT SERVICES INC. Service code 22 · EIN 36-4291971 | Insurance Broker | $22,500 |
AB FUNDS1 year Service code 52 · EIN 13-2625045 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 13-2527171 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 33-1043149 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT2 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
NORTHERN FUNDS3 years Service code 52 · EIN 36-3608252 | Indirect Investment Fees | $0 |
PIONEER1 year Service code 52 · EIN 04-2652279 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $176,686 | $65,376+170.3% | $87,100+102.9% | $65,185+171.1% |
| Participation rate | 97.6% | 75.3%+22.3pp | 76.9%+20.7pp | 70.2%+27.4pp |
| Annual return | 19.88% | 31.27%-11.4pp | 28.19%-8.3pp | 29.38%-9.5pp |
| Employer contribution / active EE | $6,570 | $1,822+260.5% | $2,521+160.6% | $2,177+201.9% |
| Participant deferral / active EE | $7,549 | $3,388+122.8% | $4,049+86.4% | $3,514+114.8% |
| Admin fee / account holder | $358 | $520-31.1% | $7,497-95.2% | $847-57.7% |