Filed April 3, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 51 · EIN 13-2638166 315 DEADERICK STREET · NASHVILLE, TN 37238 | Investment Mgmt Fees | $36,544 |
Service code 13 · EIN 16-1503696 6 RHOADS DRIVE, SUITE 7 · UTICA, NY 135026374 | Contract Administrator | $17,408 |
Filed as: BENEFIT PLANS PLUS, LLC Service code 49 · EIN 43-1829594 11701 BORMAN DDRIVE · ST. LOUIS, MO 63146 | Other Services | $5,091 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,831 | $64,119+94.7% | $112,228+11.2% | $66,914+86.6% |
| Participation rate | 52.2% | 68.5%-16.2pp | 75.1%-22.8pp | 69.8%-17.6pp |
| Annual return | -7.98% | -13.81%+5.8pp | 27.45%-35.4pp | 1.58%-9.6pp |
| Employer contribution / active EE | $1,911 | $3,005-36.4% | $3,635-47.4% | $2,544-24.9% |
| Participant deferral / active EE | $3,219 | $3,693-12.8% | $4,728-31.9% | $4,237-24.0% |
| Admin fee / account holder | $714 | $625+14.1% | $6,410-88.9% | $593+20.3% |