Filed April 3, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 51 · EIN 13-2638166 315 DEADERICK STREET · NASHVILLE, TN 37238 | Investment Mgmt Fees | $28,844 |
Service code 13 · EIN 16-1503696 6 RHOADS DRIVE, SUITE 7 · UTICA, NY 135026374 | Contract Administrator | $14,741 |
Service code 49 · EIN 31-1424942 7723 TYLERS PLACE BLVD, #103 · WEST CHESTER, OH 45069 | Other Services | $3,605 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,497 | $55,449+66.8% | $83,848+10.3% | $56,287+64.3% |
| Participation rate | 46.1% | 68.0%-21.9pp | 76.1%-30.0pp | 69.9%-23.8pp |
| Annual return | -8.41% | -1.38%-7.0pp | 850.88%-859.3pp | -9.96%+1.5pp |
| Employer contribution / active EE | $1,497 | $2,430-38.4% | $3,631-58.8% | $2,111-29.1% |
| Participant deferral / active EE | $2,377 | $2,935-19.0% | $4,082-41.8% | $3,350-29.0% |
| Admin fee / account holder | $646 | $656-1.5% | $5,478-88.2% | $521+24.1% |