Filed April 3, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 51 · EIN 13-2638166 315 DEADERICK STREET · NASHVILLE, TN 37238 | Investment Mgmt Fees | $31,406 |
Service code 13 · EIN 16-1503696 6 RHOADS DRIVE, SUITE 7 · UTICA, NY 135026374 | Contract Administrator | $16,131 |
Service code 49 · EIN 31-1424942 7723 TYLERS PLACE BLVD, #103 · WEST CHESTER, OH 45069 | Other Services | $3,926 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,419 | $63,114+78.1% | $92,893+21.0% | $65,185+72.5% |
| Participation rate | 50.0% | 68.8%-18.8pp | 76.0%-26.0pp | 70.2%-20.2pp |
| Annual return | 23.58% | 28.75%-5.2pp | 109.41%-85.8pp | 29.38%-5.8pp |
| Employer contribution / active EE | $1,676 | $2,571-34.8% | $3,653-54.1% | $2,177-23.0% |
| Participant deferral / active EE | $2,739 | $3,108-11.9% | $4,236-35.3% | $3,514-22.0% |
| Admin fee / account holder | $660 | $624+5.8% | $5,794-88.6% | $847-22.1% |