Filed July 2, 2018 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Direct pa... | $541,518 |
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIALS SERVICES Service code 16 · EIN 13-2638166 | Consulting | $91,077 |
NATIONAL FINANCIAL SERVICES6 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,854 | $89,394-82.3% | $117,472-86.5% | $89,394-82.3% |
| Participation rate | 98.4% | 71.3%+27.2pp | 70.6%+27.9pp | 71.3%+27.2pp |
| Annual return | -13.83% | -11.89%-1.9pp | 29.74%-43.6pp | -11.89%-1.9pp |
| Employer contribution / active EE | $749 | $3,022-75.2% | $4,176-82.1% | $3,022-75.2% |
| Participant deferral / active EE | $3,706 | $5,123-27.7% | $4,070-9.0% | $5,123-27.7% |
| Admin fee / account holder | $40 | $79-49.5% | $5,645-99.3% | $79-49.5% |