Filed July 2, 2018 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $445,816 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIALS SERVICES Service code 16 · EIN 13-2638166 | Consulting | $69,724 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,731 | $89,569-85.8% | $130,648-90.3% | $89,569-85.8% |
| Participation rate | 98.6% | 69.6%+29.0pp | 71.7%+26.9pp | 69.6%+29.0pp |
| Annual return | 20.85% | 34.56%-13.7pp | 1708.96%-1688.1pp | 34.56%-13.7pp |
| Employer contribution / active EE | $473 | $2,584-81.7% | $4,092-88.4% | $2,584-81.7% |
| Participant deferral / active EE | $2,341 | $4,220-44.5% | $3,603-35.0% | $4,220-44.5% |
| Admin fee / account holder | $33 | $72-53.8% | $5,464-99.4% | $72-53.8% |