Filed July 2, 2018 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Direct pay... | $445,816 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIALS SERVICES Service code 16 · EIN 13-2638166 | Consulting | $69,724 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,731 | $89,609-85.8% | $130,660-90.3% | $89,609-85.8% |
| Participation rate | 98.6% | 69.6%+29.0pp | 71.7%+26.9pp | 69.6%+29.0pp |
| Annual return | 20.85% | 33.65%-12.8pp | 1709.29%-1688.4pp | 33.65%-12.8pp |
| Employer contribution / active EE | $473 | $2,584-81.7% | $4,092-88.4% | $2,584-81.7% |
| Participant deferral / active EE | $2,341 | $4,222-44.5% | $3,603-35.0% | $4,222-44.5% |
| Admin fee / account holder | $33 | $72-53.8% | $5,463-99.4% | $72-53.8% |