Filed July 2, 2018 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Investment... | $422,348 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIALS SERVICES Service code 16 · EIN 13-2638166 | Consulting | $69,319 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,840 | $106,222-86.0% | $134,143-88.9% | $106,222-86.0% |
| Participation rate | 97.6% | 70.8%+26.8pp | 72.2%+25.5pp | 70.8%+26.8pp |
| Annual return | 10.10% | 21.69%-11.6pp | 36.33%-26.2pp | 21.69%-11.6pp |
| Employer contribution / active EE | $526 | $2,723-80.7% | $3,704-85.8% | $2,723-80.7% |
| Participant deferral / active EE | $2,568 | $4,600-44.2% | $3,499-26.6% | $4,600-44.2% |
| Admin fee / account holder | $37 | $78-53.3% | $6,684-99.5% | $78-53.3% |