Filed July 2, 2018 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $296,641 |
CAPITAL INVESTMENT GROUP INC1+ years Filed as: CAPITAL INVESTMENT GROUP INC. Service code 27 | Advisory (Plan) | $150,000 |
MORNINGSTAR1+ years Filed as: MORNINGSTAR ASSOCIATES, LLC Service code 27 · EIN 36-4317381 | Advisory (Plan) | $9,275 |
CAPITAL INVESTMENT GROUP INC1+ years Filed as: CAPITAL INVESTMENT GROUP, INC Service code 27 · EIN 56-1394939 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,038 | $69,651-71.2% | $100,671-80.1% | $69,651-71.2% |
| Participation rate | 39.7% | 66.6%-26.9pp | 70.7%-31.1pp | 66.6%-26.9pp |
| Annual return | -0.39% | 53.77%-54.2pp | 20.43%-20.8pp | 53.77%-54.2pp |
| Employer contribution / active EE | $317 | $2,241-85.8% | $4,012-92.1% | $2,241-85.8% |
| Participant deferral / active EE | $1,377 | $3,635-62.1% | $3,144-56.2% | $3,635-62.1% |
| Admin fee / account holder | $88 | $63+39.0% | $4,850-98.2% | $63+39.0% |