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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $57,143 |
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPTRUST ADVISORS LLC Service code 28 · EIN 45-0479693 | Investment Management | $30,000 |
Filed as: FIDUCIARY PARTNERS INVESTMENT CONSU Service code 28 · EIN 26-1370206 | Investment Management | $16,000 |
Service code 28 · EIN 51-0595589 | Investment Management | $16,000 |
BARLEY MCNAMARA WILD2 years Service code 10 · EIN 27-3236857 | Accounting | $11,000 |
HILL WARD HENDERSON2 years Filed as: HILL, WARD & HENDERSON, PA Service code 29 · EIN 59-2678550 | Legal | $10,615 |
Service code 28 · EIN 59-3163228 | Investment Management | $8,000 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $329,046 | $75,388+336.5% | $123,553+166.3% | $55,727+490.5% |
| Participation rate | 96.0% | 75.7%+20.3pp | 82.3%+13.7pp | 70.9%+25.1pp |
| Annual return | 19.03% | 4.48%+14.5pp | 119.21%-100.2pp | 244.94%-225.9pp |
| Employer contribution / active EE | $4 | $3,063-99.9% | $4,628-99.9% | $2,078-99.8% |
| Participant deferral / active EE | $9,945 | $5,651+76.0% | $6,426+54.8% | $3,356+196.4% |
| Admin fee / account holder | $189 | $120+58.2% | $9,284-98.0% | $115+64.5% |