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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $79,810 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST ADVISORS LLC Service code 28 · EIN 45-0479693 | Investment Management | $32,000 |
HILL WARD HENDERSON1 year Filed as: HILL, WARD & HENDERSON, PA Service code 29 · EIN 59-2678550 | Legal | $19,582 |
BARLEY MCNAMARA WILD1 year Service code 10 · EIN 27-3236857 | Accounting | $17,500 |
Filed as: FIDUCIARY PARTNERS INVESTMENT CONSU Service code 28 · EIN 26-1370206 | Investment Management | $16,000 |
Service code 28 · EIN 51-0595589 | Investment Management | $16,000 |
Filed as: DGH AND ASSOCIATES INC Service code 10 · EIN 59-3163228 | Accounting | $8,000 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $5 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $279,693 | $155,795+79.5% | $136,298+105.2% | $69,634+301.7% |
| Participation rate | 96.4% | 75.2%+21.1pp | 81.9%+14.5pp | 70.7%+25.7pp |
| Annual return | 14.63% | 232464.33%-232449.7pp | 5156.27%-5141.6pp | 27572.26%-27557.6pp |
| Employer contribution / active EE | $2,766 | $2,991-7.5% | $4,696-41.1% | $2,032+36.1% |
| Participant deferral / active EE | $10,575 | $5,394+96.1% | $6,247+69.3% | $3,224+228.0% |
| Admin fee / account holder | $215 | $128+67.5% | $9,244-97.7% | $110+94.5% |