Retirement plan

PROFIT SHARING AND 401(K) PLAN FOR EMPLOYEES OF CARLTON FIELDS JORDEN BURT

Name: CARLTON FIELDS JORDEN BURT, P.A. - PROFIT SHARING AND 401(K) PLAN FOR EMPLOYEES OF CARLTON FIELDS JORDEN BURT (2016) Form 5500
Creator: CARLTON FIELDS JORDEN BURT, P.A.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PROFIT SHARING AND 401(K) PLAN FOR EMPLOYEES OF CARLTON FIELDS JORDEN BURT, CARLTON FIELDS JORDEN BURT, P.A.

CARLTON FIELDS JORDEN BURT, P.A.EIN 59-1233896Plan #002PY 2016

P.O. BOX 3239 - TAMPA, FL 33601813-223-7000carltonfields.comLinkedIn501-1000 employeeslaw practice

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$210.6M

-10.5% from 2017

Total participants

902

+4.3% from 2017

Average account balance

$239,548

-14.4% from 2017

Annual return

-3.17%

-17.80 pp from 2017

Benchmarks

See 2,524 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,524 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$315.68M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$347K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

909

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

92.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$10.53M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.44%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$201

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 26 · EIN 34-1479833	Advisory (Participants)	$98,135
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPTRUST ADVISORS LLC Service code 26 · EIN 45-0479693	Advisory (Participants)	$34,000
FIDUCIARY PARTNERS RETIREMENT GROUP1+ years Filed as: FIDUCIARY PARTNERS RETIREMENT Service code 26 · EIN 51-0595589	Advisory (Participants)	$20,000
FIDUCIARY PARTNERS RETIREMENT GROUP1+ years Service code 26 · EIN 26-1370206	Advisory (Participants)	$12,000
HILL WARD HENDERSON1+ years Filed as: HILL WARD & HENDERSON PA Service code 29 · EIN 59-2678550	Legal	$0
PRICEWATERHOUSECOOPERS LLP1+ years Service code 10 · EIN 13-4008324	Accounting	$0

Plan features & details

Pension benefit codes2E2F2H2J2K

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$208K

$278 / participant

Investment mgmt$66K31.7%
Other / not subdivided$142K68.3%

% of EOY assets

0.099%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BARLEY MCNAMARA WILD CPAS & ASSOC
Auditor EIN: 273236857
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$239,548

$80,177+198.8%

$123,894+93.3%

$57,661+315.4%

Participation rate

96.9%

74.4%+22.5pp

81.4%+15.5pp

70.2%+26.7pp

Annual return

-3.17%

17.90%-21.1pp

47.52%-50.7pp

5.13%-8.3pp

Employer contribution / active EE

$5,826

$2,913+100.0%

$4,617+26.2%

$1,974+195.2%

Participant deferral / active EE

$9,731

$5,130+89.7%

$5,984+62.6%

$3,061+217.9%

Admin fee / account holder

$237

$106+122.7%

$8,357-97.2%

$95+150.5%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.1+ years

Filed as: SCHWAB RETIREMENT PLAN SERVICES INC

Service code 26 · EIN 34-1479833

Advisory (Participants)

$98,135

CAPFINANCIAL PARTNERS LLC1+ years

Filed as: CAPTRUST ADVISORS LLC

Service code 26 · EIN 45-0479693

Advisory (Participants)

$34,000

FIDUCIARY PARTNERS RETIREMENT GROUP1+ years

Filed as: FIDUCIARY PARTNERS RETIREMENT

Service code 26 · EIN 51-0595589

Advisory (Participants)

$20,000

FIDUCIARY PARTNERS RETIREMENT GROUP1+ years

Service code 26 · EIN 26-1370206

Advisory (Participants)

$12,000

HILL WARD HENDERSON1+ years

Filed as: HILL WARD & HENDERSON PA

Service code 29 · EIN 59-2678550

Legal

PRICEWATERHOUSECOOPERS LLP1+ years

Service code 10 · EIN 13-4008324

Accounting

PROFIT SHARING AND 401(K) PLAN FOR EMPLOYEES OF CARLTON FIELDS JORDEN BURT

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PROFIT SHARING AND 401(K) PLAN FOR EMPLOYEES OF CARLTON FIELDS JORDEN BURT

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion