Filed July 16, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Recordkeeping fees; Distribution (12b... | $1,138,087 |
Filed as: GALLAGHER FIDUCIARY ADVISORS , LLC Service code 16 · EIN 36-4291971 | Consulting | $46,667 |
VALIC RETIREMENT SERVICES COMPANY10+ years Filed as: VALIC Service code 26 · EIN 74-1625348 | Advisory (Participants) | $25,714 |
LARSON FINANCIAL GROUP LLC9 years Service code 33 · EIN 20-4773945 | Securities brokerage; Securities brok... | $17,887 |
THE VANGUARD GROUP, INC.10+ years Filed as: VANGUARD Service code 50 · EIN 23-2186884 | Direct Payment | $17,130 |
MCADAM LLC4 years Service code 33 · EIN 47-1994636 | Securities brokerage commissions and ... | $8,728 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,286 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,195 | $67,679+18.5% | $155,509-48.4% | $99,062-19.0% |
| Participation rate | 100.0% | 67.2%+32.8pp | 78.2%+21.8pp | 71.6%+28.4pp |
| Annual return | 15.88% | 16.16%-0.3pp | 64.67%-48.8pp | 17.66%-1.8pp |
| Employer contribution / active EE | $5,705 | $2,268+151.5% | $4,672+22.1% | $3,262+74.9% |
| Participant deferral / active EE | $6,976 | $3,828+82.2% | $5,626+24.0% | $5,331+30.8% |
| Admin fee / account holder | $78 | $94-17.2% | $15,912-99.5% | $109-28.9% |