Filed January 31, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $197,408 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $19,164 |
NATIONAL FINANCIAL SERVICES8 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,083 | $110,258-68.2% | $102,460-65.8% | $200,096-82.5% |
| Participation rate | 95.8% | 86.3%+9.5pp | 76.5%+19.3pp | 72.0%+23.8pp |
| Annual return | 14.16% | 35.78%-21.6pp | 29.47%-15.3pp | 34.26%-20.1pp |
| Employer contribution / active EE | $2,197 | $3,605-39.0% | $3,025-27.4% | $3,038-27.7% |
| Participant deferral / active EE | $2,937 | $6,377-53.9% | $5,056-41.9% | $5,090-42.3% |
| Admin fee / account holder | $47 | $122-61.9% | $9,460-99.5% | $269-82.7% |