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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $64,955 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $21,400 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $8,430 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,740 | $57,108+37.9% | $94,228-16.4% | $52,331+50.5% |
| Participation rate | 50.0% | 72.9%-22.9pp | 78.8%-28.8pp | 68.1%-18.1pp |
| Annual return | -0.00% | 1.47%-1.5pp | 10.68%-10.7pp | 4.54%-4.5pp |
| Employer contribution / active EE | $1,310 | $1,735-24.5% | $3,587-63.5% | $1,882-30.4% |
| Participant deferral / active EE | $4,566 | $3,040+50.2% | $4,320+5.7% | $3,022+51.1% |
| Admin fee / account holder | $257 | $546-52.9% | $6,269-95.9% | $592-56.5% |