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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $46,379 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $28,425 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,195 | $71,192+4.2% | $117,861-37.0% | $62,293+19.1% |
| Participation rate | 49.4% | 74.2%-24.9pp | 79.7%-30.3pp | 69.5%-20.2pp |
| Annual return | 15.28% | 18.66%-3.4pp | 335.11%-319.8pp | 28.90%-13.6pp |
| Employer contribution / active EE | $665 | $1,934-65.6% | $3,786-82.4% | $2,042-67.4% |
| Participant deferral / active EE | $3,876 | $3,189+21.6% | $4,482-13.5% | $3,169+22.3% |
| Admin fee / account holder | $316 | $587-46.3% | $8,021-96.1% | $479-34.2% |