Filed February 3, 2023 (most recent of 2 filings on file)
Total covered: 22 employees
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $766,319 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 27105 | Recordkeeping | $703,528 |
AON CONSULTING1 year Filed as: AON CONSULTING INC, DBA HEWITT ASSO Service code 13 1100 REYNOLDS BLVD, 4TH FL · WINSTON SALEM, NC 27105 | Contract Administrator | $112,159 |
CROWE LLP1 year Service code 10 155 W NATIONWIDE BLVD STE 500 · COLUMBUS, OH 43215 | Accounting | $34,000 |
GRANT THORNTON LLP3 years Service code 10 33562 TREASURY CENTER · CHICAGO, IL 606943500 | Accounting | $25,000 |
COWEN & COMPANY LLC1 year Filed as: COWEN & COMPANY, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $15,682 |
GREERWALKER LLP1 year Service code 13 201 S TRYON STREET · CHARLOTTE, NC 28202 | Contract Administrator | $8,500 |
THE VANGUARD GROUP, INC.1 year Filed as: THE VANGUARD GROUP, INC Service code 13 222 ROSEWOOD DR 11TH FL · DANVERS, MA 01923 | Contract Administrator | $5,250 |
Filed as: GWFS EQUITIES, INC Service code 33 · EIN 84-0965407 | Securities brokerage; Distribution (1... | $4,450 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,853 | $430,560-75.9% | $98,920+5.0% | $106,273-2.3% |
| Participation rate | 96.6% | 86.2%+10.5pp | 76.0%+20.6pp | 70.8%+25.8pp |
| Annual return | 15.03% | 17.89%-2.9pp | 196.47%-181.4pp | 21.70%-6.7pp |
| Employer contribution / active EE | $3,611 | $6,804-46.9% | $2,689+34.3% | $2,722+32.6% |
| Participant deferral / active EE | $4,173 | $9,623-56.6% | $4,245-1.7% | $4,601-9.3% |
| Admin fee / account holder | $131 | $220-40.6% | $6,643-98.0% | $78+67.0% |