Filed October 14, 1993 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $117,564 |
PBMARES, LLP3 years Filed as: PBMARES Service code 10 PO BOX 71153 · CHARLOTTE, NC 282721153 | Accounting | $21,648 |
CAPFINANCIAL PARTNERS LLC6 years Filed as: CAPFINANCIAL PARTNERS, LLC. Service code 70 · EIN 26-0058143 | Consulting Fees | $17,911 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,603 | $30,147+64.5% | $58,482-15.2% | $80,160-38.1% |
| Participation rate | 22.6% | 34.4%-11.8pp | 50.9%-28.3pp | 72.9%-50.3pp |
| Annual return | 14.40% | 21.97%-7.6pp | 4239.32%-4224.9pp | 40.38%-26.0pp |
| Employer contribution / active EE | $119 | $528-77.4% | $1,053-88.7% | $2,978-96.0% |
| Participant deferral / active EE | $545 | $1,249-56.3% | $1,924-71.7% | $5,017-89.1% |
| Admin fee / account holder | $136 | $195-30.0% | $2,516-94.6% | $145-6.0% |