Filed October 14, 1993 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $133,265 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 70 · EIN 26-0058143 | Consulting Fees | $23,185 |
PBMARES, LLP2 years Filed as: PBMARES Service code 10 PO BOX 71153 · CHARLOTTE, NC 282721153 | Accounting | $21,420 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,198 | $26,906+64.3% | $61,373-28.0% | $77,904-43.3% |
| Participation rate | 23.6% | 33.4%-9.9pp | 52.6%-29.0pp | 73.7%-50.1pp |
| Annual return | -14.71% | -14.46%-0.2pp | 338.61%-353.3pp | 12.21%-26.9pp |
| Employer contribution / active EE | $130 | $521-75.1% | $1,159-88.8% | $2,848-95.4% |
| Participant deferral / active EE | $550 | $1,180-53.4% | $2,125-74.1% | $4,806-88.5% |
| Admin fee / account holder | $140 | $117+19.4% | $2,130-93.4% | $133+5.4% |