Filed October 14, 1993 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $219,974 |
RSM US LLP3+ years Service code 10 · EIN 42-0714325 | Accounting | $21,100 |
Filed as: CAPFINANCIAL PARTNERS LLC. Service code 70 · EIN 26-0058143 | Consulting Fees | $18,750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,015 | $25,165+70.9% | $73,545-41.5% | $77,958-44.8% |
| Participation rate | 28.2% | 36.6%-8.4pp | 54.9%-26.7pp | 71.6%-43.4pp |
| Annual return | 13.87% | 18.12%-4.3pp | -15.16%+29.0pp | 20.87%-7.0pp |
| Employer contribution / active EE | $142 | $395-64.1% | $1,219-88.4% | $2,310-93.9% |
| Participant deferral / active EE | $524 | $898-41.6% | $1,806-71.0% | $3,537-85.2% |
| Admin fee / account holder | $146 | $76+93.4% | $2,320-93.7% | $97+50.4% |