Filed October 14, 1993 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $162,045 |
RSM US LLP5+ years Service code 10 · EIN 42-0714325 | Accounting | $21,400 |
Filed as: CAPTRUST FINANCIAL ADVISORS Service code 70 · EIN 26-0058143 | Consulting Fees | $21,218 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,441 | $26,479+67.8% | $74,701-40.5% | $77,787-42.9% |
| Participation rate | 27.1% | 37.6%-10.6pp | 54.5%-27.4pp | 73.2%-46.2pp |
| Annual return | 17.60% | 38.31%-20.7pp | 752.92%-735.3pp | 32.57%-15.0pp |
| Employer contribution / active EE | $155 | $440-64.8% | $1,084-85.7% | $2,504-93.8% |
| Participant deferral / active EE | $557 | $1,074-48.1% | $1,964-71.6% | $3,967-86.0% |
| Admin fee / account holder | $139 | $119+17.1% | $3,333-95.8% | $100+39.3% |