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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CETERA INVESTMENT ADVISERS LLC Service code 99 · EIN 36-3258176 | Other Fees | $71,086 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $56,703 |
ADP BROKER-DEALER6 years Filed as: PENSION CONSULTANTS, INC Service code 49 | Other Services | $39,749 |
CETERA ADVISOR NETWORKS LLC7 years Filed as: CETERA ADVISORS, LLC Service code 99 | Other Fees | $15,077 |
CETERA ADVISOR NETWORKS LLC7 years Filed as: CETERA ADVISORS LLC Service code 99 · EIN 84-0858799 | Other Fees | $0 |
ADP BROKER-DEALER6 years Filed as: PENSION CONSULTANTS, INC. Service code 49 · EIN 06-1504963 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,451 | $122,259-33.4% | $147,005-44.6% | $199,768-59.2% |
| Participation rate | 49.1% | 78.3%-29.2pp | 82.2%-33.0pp | 72.0%-22.9pp |
| Annual return | -1.30% | 30.58%-31.9pp | 418.76%-420.1pp | 34.26%-35.6pp |
| Employer contribution / active EE | $1,575 | $4,097-61.6% | $4,934-68.1% | $3,037-48.1% |
| Participant deferral / active EE | $3,655 | $8,504-57.0% | $8,070-54.7% | $5,090-28.2% |
| Admin fee / account holder | $278 | $179+55.6% | $13,006-97.9% | $269+3.5% |