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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA ADVISORS, LLC Service code 99 | Other Fees | $85,668 |
ADP BROKER-DEALER1 year Filed as: PENSION CONSULTANTS, INC Service code 49 | Other Services | $24,706 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MNGMT LLC Service code 26 · EIN 36-4317381 | Advisory (Participants) | $18,011 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $18,011 |
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA ADVISORS LLC Service code 99 · EIN 84-0858799 | Other Fees | $0 |
ADP BROKER-DEALER1 year Filed as: PENSION CONSULTANTS, INC. Service code 49 · EIN 06-1504963 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,890 | $101,523-43.0% | $141,191-59.0% | $77,775-25.6% |
| Participation rate | 54.2% | 77.4%-23.2pp | 82.5%-28.3pp | 73.2%-19.0pp |
| Annual return | 36.25% | 56.22%-20.0pp | 71.41%-35.2pp | 32.58%+3.7pp |
| Employer contribution / active EE | $1,304 | $3,341-61.0% | $4,736-72.5% | $2,504-47.9% |
| Participant deferral / active EE | $2,758 | $6,434-57.1% | $6,710-58.9% | $3,966-30.4% |
| Admin fee / account holder | $184 | $92+100.6% | $10,264-98.2% | $100+83.5% |